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Regulation NMS
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#	Item
401	March 8, 2005 VIA ELECTRONIC MAIL Mr. Jonathan G. Katz Secretary United States Securities and Exchange Commission Add to Reading List Source URL: www.sec.gov Language: English - Date: 2005-03-09 09:12:25 Investment United States Securities and Exchange Commission Stock market United States securities law TD Ameritrade Regulation NMS U.S. Securities and Exchange Commission Electronic communication network Market data Financial economics Finance Financial markets
402	Informational Circular TO: BOX Participants FROM: Add to Reading List Source URL: boxexchange.com Language: English - Date: 2013-04-05 15:48:02 Investment Finance Order Regulation NMS Market maker Straddle Stock market Financial economics Financial markets
403	Comments on s7[removed]and s7-40-04 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2005-03-10 12:54:39 Administrative law Self-regulatory organization United States securities law Public administration Business Corporate governance U.S. Securities and Exchange Commission Securities Exchange Act Regulation NMS United States Securities and Exchange Commission Financial regulation Law
404	OMB APPROVAL OMB Number: [removed]Estimated average burden hours per response[removed] Add to Reading List Source URL: cdn.batstrading.com Language: English - Date: 2014-07-15 12:44:32 Order 73rd United States Congress Regulation NMS Securities Exchange Act Federal Reserve System Financial economics Investment Financial regulation United States Securities and Exchange Commission Stock market United States securities law
405	OMB APPROVAL OMB Number: [removed]Estimated average burden hours per response[removed] Add to Reading List Source URL: cdn.batstrading.com Language: English - Date: 2014-07-24 12:33:01 73rd United States Congress Finance Financial markets Investment Stock market Chicago Stock Exchange Regulation NMS Securities Exchange Act Securities Act United States Securities and Exchange Commission Financial economics United States securities law
406	Federal Register / Vol. 79, No[removed]Friday, March 28, [removed]Notices III. Date of Effectiveness of the Proposed Rule Change and Timing for Commission Action Because the proposed rule change does not (i) significantly af Add to Reading List Source URL: www.c2exchange.com Language: English - Date: 2014-03-28 08:54:58 Financial system Finance United States securities law 73rd United States Congress Securities Exchange Act Options Price Reporting Authority Market data Regulation NMS U.S. Securities and Exchange Commission Financial markets United States Securities and Exchange Commission Financial economics
407	OMB APPROVAL OMB Number: [removed]Estimated average burden hours per response[removed] Add to Reading List Source URL: cdn.batstrading.com Language: English - Date: 2014-03-27 12:17:21 Stock market Financial regulation Securities Exchange Act Securities regulation in the United States Financial economics SEC filings U.S. Securities and Exchange Commission Regulation NMS Security United States Securities and Exchange Commission United States securities law 73rd United States Congress
408	Microsoft Word - lharris020505a.doc Add to Reading List Source URL: www.sec.gov Language: English - Date: 2005-02-09 13:37:22 Investment Finance United States Securities and Exchange Commission Mathematical finance Regulation NMS Electronic communication network Order Bid–offer spread Algorithmic trading Stock market Financial economics Financial markets
409	Oscar N. Onyema Senior Vice President and Chief Administrative Officer Office of the Chairman American Stock Exchange 86 Trinity Place Add to Reading List Source URL: www.sec.gov Language: English - Date: 2007-01-19 15:27:54 Financial system Finance Financial regulation United States securities law Regulation NMS U.S. Securities and Exchange Commission Securities Exchange Act Christopher Cox National Market System Financial markets United States Securities and Exchange Commission Financial economics
410	U.S. POSTOFFICE SCHENECTADY. NEWYORK[removed]-4547 \ r v ~ v l t v ~t >I rr U I V V V H Y 3 H I V U IVltH1\13 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2005-03-02 10:47:31 Financial regulation Regulation NMS Financial markets U.S. Securities and Exchange Commission Capital market Stock market Securities Act Finance United States Securities and Exchange Commission Financial economics CLOB

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